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新版金融英語詞匯表（A-F）
*Terms commonly used in the Mainland
*內地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
*內地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
A
| 按價格排序的傳送專線 | market-by-price feed |
| 按揭貸款發放者 | mortgage loan originator |
| 按揭證券 | mortgage-backed securities |
| 按金 | margin；deposit |
| 按金比例 | margin ratio |
| 按金貸記 | margin credit |
| 按金對銷 | margin offset |
| 按金豁免額 | margin credit |
| 按金間距 | margin interval |
| 按金減免 | margin relief |
| 按金交易 | margin trading |
| 按金損耗 | margin erosion |
| 按買賣盤排序的傳送專線 | market-by-order feed |
| 按盤價 | nominal price |
| 按市價計值/按市值計價 | mark to market / mark-to-market |
| 按使用天數收費服務計劃 | Daily Charge Service |
| 暗池交易*；黑池交易 | dark pool |
| 暗盤價 | grey market price |
| 澳洲證券及投資監察委員會（澳洲證監會） | Australian Securities and Investments Commission (ASIC) |
| 澳洲證券交易所 | Australian Stock Exchange (ASX) |
B
| 巴塞爾協定 | Basel Concordat |
| 巴塞爾協議 | Basel Agreement |
| 巴西證券期貨交易所 | BM&FBovespa |
| 版本二《跨政府協議》下有報告義務的金融機構【美國】 | Reporting Financial Institution under a Model 2 Intergovernmental Agreement【US】 |
| 包銷承擔凈值 | net underwriting commitment |
| 包銷商 | underwriter |
| 包銷銀團 | underwriting syndicate |
| 保本產品 | capital preservation product |
| 保本信托基金 | guaranteed unit trust |
| 保本證 | Capital Protected Instrument (CPI) |
| 保管人 | custodian |
| 「保護償付」規則【期權】 | Payout-Protection Rule【options】 |
| 保薦經紀 | sponsoring broker |
| 保薦人 | sponsor |
| 《保薦人標準守則》 | Model Code for Sponsors |
| 《保薦人及獨立財務顧問的操守準則》 | Code of Conduct for Sponsors and Independent Financial Advisers |
| 《保薦人聲明》 | Sponsor’s Declaration |
| 保留意見 | qualified opinion |
| 保險業監理處 | Office of the Commissioner of Insurance |
| 保險業監理專員 | Commissioner of Insurance |
| 保障安排 | security arrangement |
| 保證基金【香港結算】 | Guarantee Fund【HKSCC】 |
| 保證金 | margin; Margin Funds; deposit |
| 保證金保險范圍比率 | margin coverage ratio |
| 保證金貸款 | margin loan |
| 保證金價值 | margin value |
| 保證金借貸活動 | margin financing |
| 保證金客戶 | margin client |
| 保證金模擬計算器 | OASIS Margin Simulator |
| 保證金融資 | margin financing |
| 保證人 | guarantor |
| 保值公債【內地】 | Public Debt (Inflation-Linked Subsidy) Treasury【Mainland】 |
| 報價 | quote |
| 報價撮合* | order matching |
| 報價規則 | quotation rules |
| 報價券商* | quotation broker |
| 報價委托* | quotation order |
| 報價系統【期貨及期權】 | Price Reporting System (PRS)【futures & options】 |
| 報價要求 | quote request; request for quote (RFQ) |
| 北京產權交易所 | China Beijing Equity Exchange |
| 北京國際礦業權交易所有限公司（北礦所） | China Beijing International Mining Exchange (CBMX) |
| 北京金融資產交易所 | Beijing Financial Assets Exchange |
| 北向交易 | Northbound trading |
| 備存紀錄責任 | record keeping obligation |
| 備抵【會計】 | allowance【accounting】 |
| 備兌期權 | covered option |
| 備兌權證 | covered warrant |
| 備兌認購期權 | covered call |
| 備考報表 | pro forma statement |
| 備考全面攤薄市盈率 | pro forma fully diluted price/earnings ratio |
| 備用數據中心 | secondary data centre |
| 被動受托人 | bare trustee |
| 被動型基金 | passive fund |
| 被實施風險警示【內地】 | under “risk alert” 【Mainland】 |
| 被視為截止過戶日期 | deemed book close date |
| 被轉移的交易 | given-up trade |
| 本地生產總值 | gross domestic product (GDP) |
| 本益比*；市盈率 | price/earnings ratio (P/E) |
| 比例綜合法 | proportionate consolidation method |
| 閉端式基金 | closed-end fund |
| 閉環系統；全程封閉 | closed loop |
| 避稅 | tax avoidance |
| 邊遠值 | outliers |
| 貶值 | depreciation |
| 變換交易【期權】 | conversion【options】 |
| 變價調整 | variation adjustment |
| 變現 | realisation |
| 標的證券*；指定證券 | designated securities |
| 標準按金制度 | standard margin system |
| 標準差 | standard deviation |
| 標準登記服務 | standard registration service |
| 標準合約 | standard contract |
| 標準會計準則 | standard accounting practice |
| 標準普爾 500 綜合指數預托證券 | Standard & Poor's Depositary Receipt (SPDR) |
| 標準普爾評級 | Standard & Poor's Rating |
| 標準普爾/香港交易所 GEM 指數 | S&P/HKEX GEM |
| 標準普爾/香港交易所大型股指數 | S&P/HKEX LargeCap |
| 標準授權書 | Model Authorisation Letter |
| 標準證券數據【數據傳送專線】 | Securities Standard【datafeed】 |
| 標準組合風險分析 | Standard Portfolio Analysis of Risk (SPAN) |
| 標準組合交易功能 | standard combination trading function |
| 標準組合買賣盤掛盤紀錄 | Standard Combination Order Book |
| 并購活動 | mergers and acquisitions |
| 并行買賣 | parallel trading |
| 撥備 | provision |
| 波幅；波動性* | volatility |
| 波幅校驗范圍 | Volatility Scan Range (VSR) |
| 波幅指數 | volatility index |
| 波羅的海干散貨指數；波羅的海綜合指數 | Baltic Dry Index (BDI) |
| 渤海商品交易所（渤商所） | Bohai Commodity Exchange (BOCE) |
| 播送量【市場數據】 | throughput 【market data】 |
| 駁腳經紀 | runner |
| 「柏力克－舒爾斯」期權定價模式 | Black-Scholes option pricing model |
| 補倉按金【期貨】 | maintenance margin【futures】 |
| 補倉通知 | margin call |
| 補充/增補上市文件 | supplemental/supplementary listing document |
| 補發證書服務 | certificate replacement service |
| 補購 | buy in |
| 補購交易 | buy-in transaction |
| 補購通知書 | Buy-in Notification Report |
| 不當行為 | misconduct |
| 不抵押保證；不抵押擔保 | negative pledge |
| 不定額供款 | variable contribution |
| 不動戶口費 | dormant account fee |
| 不動盤 | inactive order |
| 不公平競爭 | uneven playing field【cf level playing field】 |
| 「不公平損害」補救 | "unfair prejudice" remedy |
| 不活躍公司 | dormant company |
| 不記名式國庫券【內地】 | Bearer Treasury【Mainland】 |
| 不記名證券 | bearer securities |
| 不交收利率掉期 | non-deliverable IRS (NDIRS) |
| 不交收遠期外匯合約；不交割遠期外匯合約* | non-deliverable forward contract (NDF) |
| 不可抗力 | force majeure |
| 不可取消時段 | No-Cancellation Period |
| 不能配對買賣盤 | order imbalance |
| 不良債務 | distressed debt |
| 不停電電源裝置；不間斷電源裝置 | uninterrupted power supply (UPS) |
| 不同投票權架構 | weighted voting rights structure |
| 不限量發行 | tap issue |
| 部分區域網絡 | Local Area Network (LAN) |
| 部分完成的買賣指示 | partially filled order |
| 簿記建檔*；累計投標制；詢價制* | book building |
C
| 財務報表審閱計劃 | Financial Statements Review Programme |
| 財務風險 | financial risk; financial exposure |
| 財務顧問 | financial adviser |
| 財務匯報；財務申報 | financial reporting |
| 財務匯報檢討委員會 | Financial Reporting Review Committee (FRRC); Financial Reporting Review Panel (FRRP) |
| 財務匯報局 | The Financial Reporting Council (FRC) |
| 財務通融 | financial accomodation |
| 財務業績 | financial results |
| 財務摘要報告 | summary financial report |
| 財務租賃 | financial lease |
| 財政股東 | financial shareholder |
| 財政健全 | financial integrity |
| 財政年度 | financial year |
| 財政資源規則 | financial resources rules |
| 財資企業集團 | financial conglomerate |
| 財資市場公會 | Treasury Markets Association (TMA) |
| 參考草擬本 | indicative draft |
| 參考發行價 | indicated issue price |
| 參考平衡成交量 | Indicative Equilibrium Volume (IEV) |
| 參考平衡價格 | Indicative Equilibrium Price (IEP) |
| 參與人遠程操作平臺 | Participant Remote Operating Platform (PROP) |
| 參與者財務資源監察系統 | Participant Financial Resources Surveillance System |
| 參與者持股紀錄報表 | Participant Shareholding Report |
| 參與者電子通訊系統 | Participant Email System |
| 參與者風險排序方法 | counterparty risk ranking methodology |
| 《參與者適用的中央結算系統終端機使用者指引》 | CCASS Terminal User Guide for Participants |
| 參與者網間連接器 | Participant Gateway (PG) |
| 參與者資料提取系統【期貨】 | Participant Access Services【futures】 |
| 參與者資訊系統 | Participants Information System (PIS) |
| 參與者自設系統 | Participant Supplied System (PSS) |
| 參與證券商 | Participating Dealer |
| 殘值 | salvage value |
| 倉 | position |
| 倉位持有人 | position holder |
| 《操守準則》 | Code of Conduct |
| 操縱價格 | price manipulation |
| 策略投資者 | strategic investor; tactical investor |
| 差額繳款 | marks / marks payment |
| 差價 | spread |
| 差價合約 | contract for differences (CFD) |
| 「查詢報失股票資料」功能【中央結算系統】 | Enquire Reported Lost Certificate 【CCASS】 |
| 查詢公布資料【中央結算系統】 | Enquire Announcement Information 【CCASS】 |
| 查詢交收指示未獲配對原因【中央結算系統】 | Enquire Unmatched SI Reason 【CCASS】 |
| 「拆骨專家」 | asset stripper |
| 拆賣資產 | asset stripping |
| 產品資料概要 | Product Key Fact Statement |
| 產品咨詢委員會【證監會】 | Products Advisory Committee 【SFC】 |
| 產權負擔 | encumbrances |
| 長倉 | long position; bull position |
| 長期指數期權 / 遠期指數期權 | long-dated index options |
| 長時間停牌公司 | long suspended company |
| 常務委員會 | Executive Committee |
| 償債基金 | sinking fund |
| 償債能力風險 | insolvency risk |
| 場內規則 | on-market rules |
| 場內交易 | pit trading |
| 場內交易產品；交易所買賣產品 | exchange traded product (ETP) |
| 場內買賣盤 | on-floor order |
| 場內買賣期權 | exchange traded option |
| 場內終端機 | on-floor terminal |
| 場外購回股份 | off-market share repurchase |
| 場外規則 | off-market rules |
| 場外交易 | off-floor trading; over-the-counter trading; off-board trading |
| 場外交易議價板【美國】 | OTC Bulletin Board【US】 |
| 場外交易結算及交收系統 | OTC Clearing and Settlement System (OCASS) |
| 場外結算追溯匯報 | OTC backloading |
| 場外平均交易 | over-the-counter averaging business |
| 場外期權 | over-the-counter option |
| 場外市場；柜臺市場 | over-the-counter (OTC) market |
| 場外衍生工具 | over-the-counter derivative |
| 場外現匯 | OTC FX spot |
| 場外終端機 | off-floor terminal |
| 超短期融資券【內地】 | super & short-term commercial paper (SCP)【Mainland】 |
| 超額配發/配股權 | over-allotment option |
| 超額配發機制 | over-allotment option scheme |
| 超額配售選擇權* | over-allotment option |
| 超額認購 | oversubscribed; overbooked |
| 超國家機構 | supranational entity |
| 超買 | overbought |
| 超賣 | oversold |
| 超前交易 | front running |
| 炒高價格 | ramping; price ramping |
| 承辦銀行 | administering bank |
| 承兌 | acceptance |
| 承兌票據 | promissory notes |
| 承諾通融額 | committed facilities |
| 承配人 | placee |
| 承前【會計】 | brought forward【accounting】 |
| 承讓人 | assignee; transferee |
| 承銷商* | underwriter |
| 成本效益 | cost effectiveness |
| 成份股；樣本股* | constituents |
| 成交單/成交單據/買賣單據 | contract note |
| 成交量加權平均價 | volume weighted average price (VWAP) |
| 成交額比率 | turnover ratio |
| 成交及取消【限價盤】 | Fill and Kill【limit orders】 |
| 成交紀錄 | trading record |
| 成交確認委托* | transaction confirmation order |
| 成交調整 | trade amendment |
| 成員大會；股東大會 | general meeting |
| 成員登記冊 | register of members |
| 程式買賣/交易；程式演算交易 | algorithmic trading; algo trade; programme trading; black box trading |
| 程序覆檢委員會【證監會】 | Process Review Panel【SFC】 |
| 誠信責任 | fiduciary duties |
| 遲報交易 | late reported sales |
| 持倉 | position |
| 持倉比例 | position ratio |
| 持倉對沖值 | position delta |
| 持倉風險調整 | position risk adjustment |
| 持倉凈額 | net position |
| 持倉類別【期權】 | tier【options】 |
| 持倉上限 / 限額 | position limit |
| 持倉限額比率 | position limit ratio |
| 持份者；權益人；利益相關者；干系人*；利益攸關者* | stakeholder |
| 持股編號 | shareholder Reference Number (SRN) |
| 持股人的分布情況 | spread of holders |
| 持牌法團 | licensed corporation |
| 持牌人及注冊機構的公眾紀錄冊 | Public Register of Licensed Persons and Registered Institutions |
| 持權成本【期權】 | cost of carry |
| 持續報價 | Continuous Quotes |
| 持續報價莊家 | continuous quote market maker |
| 持續發售機制 | tap facility |
| 持續交易時段 | continuous trading session |
| 持續關連交易 | continuing connected transaction |
| 持續經營【會計】 | going concern【accounting】 |
| 持續經營之業務 | continuing operation |
| 持續凈額交收 | continuous net settlement (CNS) |
| 持續披露及資料傳遞政策 | Continuous Disclosure and Communication Policy |
| 持續責任 | continuing obligation; on-going obligation |
| 持續專業培訓課程 | Continuous Professional Training (CPT) |
| 持有成本 | cost of carry |
| 重復認購 | multiple applications |
| 重復申請 | double-dipping |
| 重估 | revaluation |
| 重新實物化 | rematerialisation |
| 重置成本 | replacement cost |
| 重組 | reorganisation |
| 籌備董事會 | Preparatory Board |
| 初始保證金 | initial margin |
| 出市代表/出市員 | floor trader; authorised clerk |
| 除凈日 | ex-date |
| 除凈日未經調整之收市價 | ex unadjusted close |
| 除牌 | delisting |
| 除權 | ex-rights |
| 除權日* | ex-date |
| 除權交易 | ex-entitlement trading |
| 除息基準 | ex-dividend basis |
| 儲備 | reserve |
| 儲備基金 | reserve fund |
| 儲存區域網絡 | storage area network (SAN) |
| 儲架發行* | shelf offering |
| 儲架式注冊* | shelf registration facility |
| 處理時延 | order processing latency |
| 穿價交易 | trade through |
| 傳統基金會【美國】 | The Heritage Foundation【US】 |
| 傳統債券 | plain vanilla bond |
| 串換* | swap |
| 串流數據 | streaming data |
| 創投基金∕創業基金 | venture capital |
| 創效投資債券 | impact investment bond |
| 創新板 | New Board |
| 創新初板 | New Board PRO |
| 創新主板 | New Board PREMIUM |
| 創新實驗室 | Innovation Lab |
| 創業板【深交所】 | ChiNext【SZSE】 |
| 窗口定價權證 | Window Barrier Warrant |
| 純交易板 | trading-only board |
| 次級投票權股份 | subordinate voting share |
| 次級債券*；次順位債券* | subordinated bond |
| 次要控制人 | minority controller |
| 從價印花稅 | ad valorem stamp duty |
| 存管處及共用代理人系統 | Depository and Common Nominee System (DNS) |
| 存管代理人 | depository nominee |
| 存貨 | inventory |
| 存款公司公會 | The DTC Association (DTCA) |
| 存款準備金率 | reserve requirement ratio (RRR) |
| 存留利息 | retention interest |
| 存托憑證* | depositary receipt |
| 錯價交易 | error trade |
| 錯誤包容 | fault tolerance |
| 錯誤陳述 | misstatement |
| 錯誤交易 | erroneous trade |
| 錯誤交易合約 | mistraded contract |
| 錯向風險 | wrong way risk |
D
| 打和點 | breakeven point |
| 大額持倉匯報協議 | Large Exposure Report Agreement |
| 大額股票【中央結算系統】 | jumbo certificate【CCASS】 |
| 大額交易* | block trade |
| 大額買賣盤 | block order |
| 大額未平倉合約 | large open position |
| 大額未平倉合約報告 | Large Open Position Report |
| 大股東 | substantial shareholder; major shareholder |
| 大利市 | Teletext |
| 大連商品交易所（大商所） | Dalian Commodity Exchange (DCE) |
| 大量報價設施 | Mass Quotation Facility |
| 大量戶口轉移指示 | Mass Account Transfer Instruction (Mass ATI) |
| 大量開盤 | mass quote |
| 大批登記服務 | bulk registration service |
| 大批交收程序 | bulk settlement run |
| 大手交易 | block trade |
| 大手交易機制；大手交易設施 | Block Trade Facility; Block Trading Facility (BTF) |
| 大手交易特別按金 | Special Block Trade Margin |
| 大型股 | large cap stock |
| 大宗交易* | block trade |
| 代辦股份轉讓系統【內地】 | Agency Share Transfer System; Share Transfer Agent System【Mainland】 |
| 代表委任表格 | proxy form |
| 代處理服務；代表處理服務 | on-behalf-of processing |
| 代價 | consideration |
| 代價發行 | consideration issue |
| 代價股份 | consideration share |
| 代客買賣 | agency trade |
| 代客買賣戶口 | agency account |
| 代理戶口 | agency account |
| 代理人 | agent; nominee |
| 代名人 | nominee |
| 代理人戶口 | nominee account |
| 代履行權責服務費 | corporate actions service fee |
| 代收股息/債券利息服務費 | dividend and debt securities interest collection service fee |
| 代息股份 | scrip entitlement |
| 貸出費 | lending fee |
| 貸股人 | stock lender |
| 貸股人參與者【中央結算系統參與者】 | Stock Lender Participant【CCASS】 |
| 貸款抵押證券 | collateralised loan obligation (CLO) |
| 貸款股/貸款債券 | loan stock |
| 貸款融通 | loan facility |
| 貸款銀團 | loan syndicate |
| 待收取的經紀參與者 【中央結算系統】 | Long Broker Participant【CCASS】 |
| 待支付的經紀參與者 【中央結算系統】 | Short Broker Participant【CCASS】 |
| 待轉名股份 | “street name” share certificate |
| 戴維森報告書（即 1988 年證券業檢討委員會報告書） | Ian Hay Davison Report (ie Report of the Securities Review Committee in 1988) |
| 擔保計劃【聯交所】 | Guarantee Scheme【SEHK】 |
| 擔保交易 | guarantee transaction |
| 擔保權益 | security interest |
| 擔保人 | guarantor |
| 擔保物* | collateral; security |
| 單幣單股 | Single Tranche, Single Counter (STSC) |
| 單播數據傳送專線 | unicast datafeed |
| 單價配對【期權】 | netting【options】 |
| 單類別股份架構 | single class share structure |
| 單日貨幣市場 | intra-day money market |
| 單位信托基金 | unit trust |
| 單一董事會制 | unitary board system |
| 單一價格競價市場 | single price auction system |
| 單一牌照制度 | Single Licence Regime |
| 單一種股份的衍生認股權證 | single share derivative warrant |
| 淡倉 | short position |
| 淡倉申報服務【證監會】 | Short Position Reporting Service 【SFC】 |
| 當日有效盤；即日買賣盤；即日盤 | day order |
| 當日有效盤【限價盤】 | Rest of Day【limit orders】 |
| 檔案傳送協定 | file transfer protocol |
| 檔案轉換 | file transfer |
| 道瓊斯工業平均指數 | Dow Jones Industrial Average |
| 道瓊斯工業平均指數期權 | Dow Jones Industrial Average Options |
| 到期界內證 | end-inline warrant |
| 到期/到期日 | maturity; expiry date |
| 到期前有效買賣盤 | good-till-date order (GTD) |
| 到期收益率 | yield to maturity |
| 到期月份 | expiry month |
| 德國期貨及期權交易所 | Deutsche Terminborse (DTB) |
| 德意志交易所集團 | Deutsche B?rse Group |
| 登記持有人 | registered owner |
| 登記股東 | registered shareholder |
| 登記過戶費 | scrip fee |
| 等價期權 | at-the-money option |
| 等值合約張數 | contract-equivalent number |
| 低收費經紀 | discount broker |
| 低于面值 | below par |
| 低于最佳賣盤價/低于最好沽盤價 | downtick; minus tick |
| 抵銷 | set off |
| 抵押 | charge; pledge |
| 抵押安排 | security arrangement |
| 抵押補充貸款 | pledged supplementary lending (PSL) |
| 抵押股份統制戶口 | Stock Collateral Control Account |
| 抵押品 | collateral; security |
| 抵押品資格 | collateral eligibility |
| 抵押權益 | security interest |
| 抵押債券 | mortgage bond |
| 抵押債項 | secured debts |
| 地方政府融資平臺 | local government financing vehicle (LGFV) |
| 第二板 / 第二板市場 | second board; second market |
| 第二上市 | secondary listing |
| 第三方網站基本報價服務 | Third Party Website Basic Market Prices Service |
| 第三者結算 | Third Party Clearing (TPC) |
| 《第三者網站服務指引》 | Guideline on Third Party Website Service |
| 第一板 | main board |
| 第一上市 | primary listing |
| 遞耗資產 | decaying asset |
| 遞加節流率 | additional throttle |
| 遞延股 | deferred share |
| 遞延稅項 | deferred tax |
| 點子 | basis point |
| 墊款 | advance; monies advanced |
| 電源使用效率 | Power Usage Efficiency (PUE) |
| 電子呈交系統 | Electronic Submission System (ESS) |
| 電子傳遞證券資訊服務 | Electronic Mailing Stock Information Service (EMSIS) |
| 電子登載系統 | Electronic Publication System (EPS) |
| 《電子公開發售指引》【證監會】 | Guidelines for Electronic Public Offerings 【SFC】 |
| 電子化財政資源規則報表系統 | e-FRRR system |
| 電子交易 | electronic trading |
| 電子款項交收費 | electronic money settlement fee |
| 電子款項交收服務 | Electronic Money Settlement Services |
| 電子認購首次公開招股服務 | Electronic Initial Public Offering service (EIPO) |
| 電子認購新股指示 | Electronic Application Instruction for New Issue Shares |
| 電子收付款指示 | Electronic Payment Instruction (EPI) |
| 「電子數據收集、分析及檢索」系統【美國】 | Electronic Data Gathering, Analysis and Retrieval (EDGAR)【US】 |
| 電子通訊平臺（e 通訊） | Electronic Communications Platform (ECP) |
| 電子通訊網絡 | electronic communications network (ECN) |
| 電子證券申報及批核系統 | e-Securities Declaration and Approval System |
| 電子直達市場安排；非參與者直接落盤 | direct market access |
| 掉期 | swap |
| 調期息率；利率掉期/利率調期* | interest rate swap (IRS) |
| 吊銷資格令 | disqualification order |
| 蝶式買賣 | butterfly spread |
| 訂單路由 | order routing |
| 訂單路由安排 | order-routing connectivity |
| 訂明證券 | prescribed securities |
| 定點權證 | digital warrant |
| 定點市場 | call market |
| 定格；「定鏡」處理 | snapshot |
| 定價模式 | pricing model |
| 定界期權 | barrier option |
| 定界認股證/定界權證 | barrier warrant |
| 定期債券 | term bond |
| 定息按揭 | fixed-rate mortgage |
| 定息及貨幣產品 | fixed income and currency (FIC) |
| 定息優先票據 | fixed rate senior note |
| 定息組合股；定息交易所買賣基金 | Fixed Income ETF |
| 定向增發*；私人配售 | private placement / private placing |
| 東南亞國家聯盟（東盟） | Association of Southeast Asian Nations (ASEAN) |
| 東亞及大洋洲證券交易所聯會 | East Asian and Oceanian Stock Exchanges Federation (EAOSEF) |
| 董事酬金 | directors’ remuneration |
| 《董事的聲明及承諾》 | Declaration and Undertaking with regard to Directors |
| 董事會 | board of directors |
| 董事會報告 | directors’ report |
| 董事袍金 | directors’ fee |
| 凍結 | locked up |
| 凍結股份機制 | securities-on-hold mechanism |
| 動態對沖 | dynamic hedging |
| 動態價格檢查 | dynamic price checking |
| 動態價格限制 / 動態價格帶機制 | Dynamic Price Banding |
| 兜售證券 | hawking of securities |
| 獨立財務顧問 | independent financial adviser |
| 獨立非執行董事 | independent non-executive director (INED) |
| 獨立顧問 | independent adviser |
| 獨立客戶交易 | segregated client trades |
| 獨立上市 | separate listing |
| 獨立信托戶口 | segregated trust account |
| 獨資經營者 | sole proprietor |
| 瀆職行為 | misconduct |
| 短倉 | short position |
| 短期同業拆放市場 | call market |
| 短期證券 | short-dated securities |
| 短期資金借貸市場 | money market |
| 短訊提示服務 | Alert Message Service |
| 短暫停牌；中途停牌 | trading halt |
| 斷路器* | circuit breaker |
| 「對倉盤」交易 | “matched” trade |
| 對沖 | hedging |
| 對沖比率 | hedging ratio |
| 對沖豁免機制 | hedging exemption regime |
| 對沖基金 | hedge fund |
| 對沖基金的基金 | fund of hedge funds |
| 對沖值【期權】 | delta【options】 |
| 對沖值敏感度 | gamma |
| 對角買賣 | diagonal spread |
| 對口聯絡機制 | dedicated liaison mechanism |
| 對盤 | order matching |
| 對盤前時段 | pre-order matching period |
| 對盤時段 | order matching period |
| 對盤系統 | matching engine |
| 對敲 | bucketing |
| 對手方 | counterparty |
| 對手風險 | counterparty risk |
| 對手經紀 | contra broker |
| 對手失責假設 | counterparty default assumption |
| 對外持倉轉移 | external position transfer |
| 對銷；凈額結算 | netting |
| 對賬 | reconciliation |
| 兌付* | redemption |
| 多邊交易設施 | multilateral trading facility (MTF) |
| 多倫多創業板 | TSX Venture |
| 多重投票權股份 | multiple voting share |
| 多方安全計算技術 | multi-party computation technology |
| 多方數據分析 | collaborative data analysis |
| 多工作站 | multiple-workstations |
| 多工作站系統 | Multi-workstation System (MWS) |
| 多批交收處理程序【中央結算系統】 | batch settlement run【CCASS】 |
| 多頭倉位* | long position; bull position |
| 多種幣值股票轉換指示；多柜臺合資格證券轉換指示 | multi-counter transfer instruction |
| 多種貨幣買賣 | multi-currency trading |
E
| 額外按金 | additional margin |
| 餌盤 | bait order |
| 二板市場* | second board |
| 二級市場 | secondary market; after market / aftermarket |
| 24 個價位規則 | 24-spread rule |
| 「二態」期權模式 | “two-state” option valuation model |
| 二線股 | second liner; second line stock |
| 「二項式」期權定價模式 | binomial option pricing model |
| 惡意搶占額度 | quota hogging |
F
| 發鈔局制度 | currency board system |
| 發牌資料冊【證監會】 | Licensing Information Booklet【SFC】 |
| 發盤價 | offer price |
| 發起人 | promoter |
| 發行紅股 | scrip issue |
| 發行機構 | issuer |
| 發行價 | issue price |
| 發行人 | issuer |
| 發行人保薦戶口 | Issuer Sponsored Account |
| 發行人登記冊 | Issuer Register |
| 發行人電子存盤系統 | issuer electronic filing system |
| 發行人公告專線 | Issuer Information Feed |
| 發行人資料傳送專線 | Issuer Information Feed |
| 發行審核委員會（發審委）【中國證監會】 | Public Offering Review Committee 【CSRC】 |
| 《發行條款表資料檔案規格》 | Term Sheet Data File Specifications |
| 發行新股 | new issue |
| 發行章程 | prospectus |
| 發行資料摘要【權證】 | indicative terms sheet【warrants】 |
| 法定儲備 | statutory reserve |
| 法定公積金【內地】 | statutory surplus reserve【Mainland】 |
| 法定公益金【內地】 | statutory public welfare fund 【Mainland】 |
| 法定股本 | authorized capital |
| 法律風險 | legal risk |
| 法律實體 | legal entity |
| 法律實體識別編碼 | legal entity identifier (LEI) |
| 法人股【內地】 | legal person share; institutional share 【Mainland】 |
| 法團大股東具報書 | Corporate Substantial Shareholders Notification |
| 法團內幕人士 | corporate insider |
| 法團形式的集體投資計劃 | corporate form collective investment scheme (corporate form CIS) |
| 反駁交易 | rejected sales |
| 反饋測試模式 | beta test mode |
| 反收購；反向并購 | reverse takeover; reverse merger |
| 反收購文件 | defence document |
| 反彈 | rally |
| 反向可轉換產品；反向兌換票據 | reverse convertible |
| 反向／淡倉交易所買賣基金 | inverse / short exchange-traded fund |
| 反向回購投資 | reverse purchase investment |
| 反向詢價 | reverse enquiry |
| 房地產投資信托基金 | real estate investment trust (REIT) |
| 《房地產投資信托基金守則》 | Code on Real Estate Investment Trusts |
| 防違約措施 | default protection |
| 訪客廊 | Viewing Gallery |
| 放寬管制 | deregulation |
| 放寬利率管制 | deregulation of interest rates |
| 非 H 股內地民營企業 | non-H-share Mainland private enterprise (NHMPE) |
| 非標準型權證；非標準型認股證；特種認股證 | exotic warrants |
| 非參與者直接落盤；電子直達市場安排 | direct market access |
| 非常重大的出售事項 | very substantial disposal |
| 非常重大的收購事項 | very substantial acquisition |
| 非成立為有限公司的注冊人士 | unincorporated registered person |
| 非登記持有人 | non-registered holder |
| 非獨立客戶交易 | non-segregated client trades |
| 非法團上市實體 | non-corporate listed entities |
| 非即日平倉交易 | overnight trade |
| 非即時數據 | delayed data |
| 非交割遠期外匯合約* | non-deliverable forward contract (NDF) |
| 非交易股票過戶 | non-trade share transfer |
| 非交易過戶 | non-trade transfer |
| 非結算的期權買賣參與者/非結算參與者 【期權買賣】 | Non-Clearing Options Trading Participant; Non-Clearing Participant (NCP) 【options trading】 |
| 非金錢利益 | soft-dollar benefits |
| 非金錢傭金 | soft commission |
| 非經常項目 | extraordinary item |
| 非流通股【內地】 | non-tradable share 【Mainland】 |
| 非認可負債 | non-ranking liabilities |
| 「非上市可交易」股份 | “trading only” stock |
| 非實物化 | dematerialisation |
| 非市場莊家的交易 | non-market-making transaction |
| 非訴訟寬免 | no-action relief |
| 非受監管發行人 | unregulated issuer |
| 非所有者權益變動表 | statement of “non-owner movement in equity” |
| 非無保留意見 | modified opinion |
| 非展示用途政策 | Non-display Usage Policy |
| 非整手買賣盤 | round-lot-plus order |
| 非正常項目 | abnormal item |
| 非執行董事 | non-executive director |
| 非中介化 | disintermediation |
| 非自動對盤的交易 | manual trade |
| 分包銷商 | sub-underwriter |
| 分布式分類賬 | distributed ledger |
| 分拆 / 分拆上市 | spin-off |
| 分級基金 | structured fund |
| 分類表決制度 | classified voting system |
| 分類賬 | sub-ledger |
| 分類指數 | sub-index |
| 分離債* | detachable convertible bond |
| 分立* | spin-off |
| 分列登記冊 | Split Register |
| 分托管 | sub-custody |
| 分派 | distribution |
| 分銷 | distribution |
| 「粉紅價單」；粉單市場【美國】 | Pink Sheets【US】 |
| 封閉式基金 | closed-end fund |
| 封頂紅利票據 | capped bonus certificate |
| 瘋狂拋售 | bear raid |
| 風險參數 | risk parameter |
| 風險管理 | risk management; exposure management |
| 風險管理數據儲存庫 | risk management data repository |
| 風險管理委員會 | Risk Management Committee |
| 風險管理憲章 | Risk Management Charter |
| 風險鑒別 | risk identification |
| 風險警示板【上交所】 | risk alert board 【SSE】 |
| 風險控制 | risk control |
| 風險逆轉系數 | risk reversal |
| 風險排列按金制度 | risk array margining system |
| 風險排列方法 | risk array method |
| 風險排列算式 | risk array algorithm |
| 風險披露 | risk disclosure |
| 風險披露聲明書【GEM】 | Risk Disclosure Statement【GEM】 |
| 風險評估 | risk evaluation |
| 風險容限 | risk tolerance |
| 風險頭寸 | risk position |
| 風險投資基金 | venture capital |
| 風險系數檔案 | Risk Parameter File (RPF) |
| 否定聲明 | negative statement; disclaimer |
| 否定意見 | adverse opinion |
| 浮動保證基金 | Dynamic Guarantee Fund |
| 浮動保證金 | variation margin |
| 浮動儲備基金 | Dynamic Reserve Fund |
| 浮動供款豁免額 | Dynamic Contribution Credit |
| 浮動價格換股票據；不確定性可換股票據 | toxic convertible |
| 浮動應計費用 | variable accrual |
| 浮息按揭 | variable-rate mortgage |
| 浮息存款證 | floating rate certificate of deposit (FRCD) |
| 浮息票據 | floating rate note (FRN) |
| 副保薦人【GEM】 | co-sponsor【GEM】 |
| 附寄結單服務的股份獨立戶口【中央結算系統】 | Stock Segregated Account with Statement Service (SSA) [CCASS] |
| 附權交易 | cum-trading |
| 附屬貸款 | subordinated loan |
| 附屬抵押品 | collateral security |
| 附屬公司 | subsidiary |
| 附屬企業 | subsidiary undertaking |
| 復牌 | resumption of trading |
| 富時指數集團 | FTSE Group |
| 復式按金 | spread margin |
| 復式盤 | spread order |
| 復式期權 | spread option |
| 付方參與者 | delivering Participant |
| 付款參與者 | paying Participant |
| 付運中貨品 | goods-in-transit |
| 負債 | liabilities |
| 負債比率 | debt-to-equity ratio |
| 負債日 | indebtedness date |
| 《負責任的擁有權原則》【證監會】 | Principles of Responsible Ownership 【SFC】 |
