全國熱線：400-963-0708 
網站地圖
行業動態
職業發展
融躍動態
FRM協會動態
FRM最新公告
新版金融英語詞匯表（J-M）
*Terms commonly used in the Mainland
*內地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
*內地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
J
| 基本按金 | initial margin |
| 基本報價服務 | Basic Market Prices Service |
| 基礎貨幣；基準貨幣 | base currency |
| 基礎上市文件 | base listing document |
| 基礎投資者 | cornerstone investor |
| 基礎證券*；相關/指定證券 | underlying securities |
| 基點 | basis point |
| 基建工程/項目 | infrastructure project |
| 基建融資促進辦公室【金管局】 | Infrastructure Financing Facilitation Office (IFFO) 【HKMA】 |
| 基金份額持有人* | fund unit holder |
| 基金互認安排 | mutual recognition of funds |
| 基金經理 | fund manager |
| 基準風險；基本風險 | basis risk |
| 基準股市指數 | benchmark equity index |
| 基準掉期 | basis swap |
| 基準貨幣；基礎貨幣 | base currency |
| 基準價格 | notation price |
| 基準日 | base day |
| 基準收益率曲線 | benchmark yield curve |
| 機構風險 | institutional risk |
| 機構交易員組合系統【澳洲】 | Portfolio System for Institutional Traders (POSIT)【Australia】 |
| 機構客戶 | institutional client |
| 機構聯動 | Institute-Connect |
| 機構投資者 | institutional investor |
| 機械理財顧問 | robo-advisor |
| 機械理財建議 | robo-advice |
| 稽核測試 | audit test |
| 稽核委員會 | Audit Committee |
| 積欠款項 | arrears |
| 極端波動乘數 | extreme move multiplier |
| 極端波動覆蓋分數 | extreme move covered fraction |
| 極價內期權 | deep-in-the-money option |
| 極價外期權 | deep-out-of-the-money option; tails |
| 集合報價 | mass quote |
| 集合競價 | aggregate auction; call auction |
| 集體寬免 | class relief |
| 集體投資基金 | collective investment fund |
| 集體投資計劃 | collective investment scheme (CIS) |
| 集團會計 | corporate accounting |
| 集團虧損稅務寬免 | group tax loss relief |
| 集團內部交易 | intra-group transaction |
| 集中持倉量 | concentrated position |
| 集中風險 | concentration risk |
| 集中風險調整 | concentration risk adjustment |
| 集資 | capital formation |
| 集資凈額 | net proceeds |
| 集資市場 | primary market |
| 集資退休基金 | Pooled Retirement Fund |
| 即年合約 | front year contract |
| 即期定盤價 | spot pricing |
| 即日報價 | intraday quotation |
| 即日差額繳款報告【中央結算系統】 | Intra-day Marks Collection Report 【CCASS】 |
| 即日拆借市場 | intra-day money market |
| 即日額外按金 | intra-day margin |
| 即日回購協議【銀行】 | intraday repurchase agreement 【banking】 |
| 即日流動資金 | intraday liquidity |
| 即日買賣 | day trade |
| 即日盤/即日買賣盤；當日有效盤 | day order |
| 即日平倉交易 | day trade |
| 「即日鮮」 | day trade |
| 即日有效買賣盤 | good-for-day order |
| 即日追補按金；即日追收按金 | intra-day margin call |
| 即日追收變動保證金 | intra-day variation margin call |
| 即時匯款同時交收【銀行】 | payment vs payment (PvP)【banking】 |
| 「即時或取消」買賣盤 | Immediate-or-Cancel order (IOC) |
| 即時數碼數據服務 | Realtime Digital Data Service (RDDS) |
| 即時數碼資料傳送專線 | realtime digital datafeed |
| 即時支付結算系統【金管局】 | Real Time Gross Settlement system (RTGS)【HKMA】 |
| 即時資訊 | real time information |
| 即夜傳送報告資料服務【中央結算系統】 | Overnight Report Distribution【CCASS】 |
| 即月 | front-month |
| 《紀律案例》 | Disciplinary Casebook |
| 紀律程序 | disciplinary procedures |
| 《紀律處分程序手冊》 | Handbook on Disciplinary Proceedings |
| 紀律處分行動聲明【證監會】 | Statement of Disciplinary Action 【SFC】 |
| 紀律處分權力 | disciplinary power |
| 紀律復核小組 | Disciplinary Review Panel (DRP) |
| 紀律管轄權 | disciplinary jurisdiction |
| 紀律上訴委員會 | Disciplinary Appeals Committee |
| 紀律委員會 | Disciplinary Committee |
| 紀律研訊主席委員會【證監會】 | Disciplinary Chair Committee【SFC】 |
| 記錄日期；股權登記日 | record date |
| 記名證券 | registered securities |
| 記名證書 | registered certificate |
| 技術性驗證測試 | Proof of Concept |
| 計算按金程序 | margining process |
| 夾倉 | squeeze; short squeeze; cornering |
| 加速折舊 | accelerated depreciation |
| 假市 | false market |
| 價差* | spread |
| 價差優化計劃 | Spread Enhancement Programme |
| 價格變動保證金 | variation margin |
| 價格帶 | price band |
| 價格動力 | price momentum |
| 價格發現 | price discovery |
| 價格幅度限制 | permissible price range |
| 價格校驗范圍 | Price Scan Range |
| 價格校正利息 | price alignment interest (PAI) |
| 價內；實值* | in-the-money |
| 價內期權 | in-the-money option |
| 價外；虛價；虛值 | out-of-the-money |
| 價外期權 | out-of-the-money option |
| 價位 | spread |
| 價位表 | Spread Table |
| 價位值 | tick value |
| 價值穩定的貨幣 | hard currency |
| 價值狀況 | moneyness |
| 基差交易 | basis trading |
| 堅定承諾【包銷】 | firm commitment【underwriting】 |
| 監察主任 | compliance officer |
| 監督及監控金融市場基建的技術規則【國際貨幣基金組織】 | Technical Note on Oversight and Supervision of Financial Market Infrastructures【IMF】 |
| 監管 | regulation |
| 《監管合作備忘錄》 | Memorandum of Regulatory Cooperation (MORC) |
| 監管豁免 | no-action relief; regulatory action exemption |
| 監管機構 | regulatory body |
| 監管監察 | regulatory oversight |
| 監管科技 | Regtech |
| 監管套戥 | regulatory arbitrage |
| 監管制度 | regulatory regime |
| 監事【內地】 | supervisor【Mainland】 |
| 監事會【內地】 | supervisory committee【Mainland】 |
| 簡易資訊整合服務 | RSS service |
| 減傭經紀 | discount broker |
| 建議最佳常規 | recommended best practice |
| 將股票化零為整 | jumbomize |
| 交叉貨幣掉期 | cross currency swap (CCS) |
| 交叉連接 | Cross Connects (XCN) |
| 交叉買賣；交叉盤買賣 | crossed trade; cross trade; crossing |
| 交叉盤時段 | crossing session |
| 交叉盤網絡 | crossing network |
| 交叉盤系統 | crossing system |
| 交錯到期組合 | staggering maturities |
| 交付；交割* | delivery |
| 交割結算價* | final settlement price |
| 交收 | settlement |
| 交收報告【中央結算系統】 | Settlement Report【CCASS】 |
| 交收風險 | settlement risk |
| 交收積壓 | settlement backlog |
| 交收期 | settlement period |
| 交收日 | settlement date |
| 交收上限 | settlement cap |
| 交收銀行 | settlement bank |
| 交收指示 | settlement instruction (SI) |
| 交收指示的交易 | SI transaction |
| 交收指示活動報告【中央結算系統】 | SI Activity Report【CCASS】 |
| 「交收指示」交易 | settlement instruction transaction |
| 交收指示整批傳送【中央結算系統】 | Settlement Instruction Batch Upload 【CCASS】 |
| 交收指示狀況報告【中央結算系統】 | SI Status Report【CCASS】 |
| 交投暢旺 | heavy trading |
| 交投淡靜 | quiet trading |
| 交投疏落 | light trading |
| 交易參數 | trading parameter |
| 交易查訊 | trading inquiry |
| 交易大堂 | trading floor; trading hall |
| 交易單位 | trading unit |
| 交易對手 | counterparty |
| 交易分倉 | trade allocation |
| 交易費 | Trading Fee |
| 交易工作站 | trading workstation |
| 交易柜位；交易席位*；交易單元* | trading booth |
| 交易及結算綜合系統 | integrated trading and clearing system |
| 交易紀錄價值 | ticker value |
| 交易量 | trading capacity |
| 交易流通速度／流通比率／周轉率／轉手率／流轉率／換手率* | turnover rate; velocity |
| 交易能力 | trading capacity |
| 交易前檢查 | pre-trade checking |
| 交易前時段 | Pre-Trading Period |
| 交易圈／交易場 | pit; trading pit |
| 交易權 | Trading Right |
| 交易日 | trading day |
| 交易日表 | trading calendar |
| 交易商 | dealer |
| 交易商承約報告 | Commitments of Traders (COT) report |
| 交易設施 | trading facilities |
| 交易市場 | secondary market; after market / aftermarket |
| 交易所參與者 | Exchange Participant |
| 交易所參與者及聯交所交易權持有人名錄 | List of Exchange Participants & Holders of Stock Exchange Trading Rights |
| 交易所參與者證明書 | Exchange Participant Certificate |
| 《交易所規則》 | Rules of the Exchange |
| 交易所會議廳 | Exchange Auditorium |
| 交易所交易權證明書 | Exchange Trading Right Certificate |
| 交易所買賣產品；場內交易產品 | exchange traded product (ETP) |
| 交易所買賣基金；交易所交易基金* | exchange traded fund (ETF) |
| 交易所買賣票據 | exchange traded certificate (ETC); exchange traded note (ETN) |
| 交易所買賣商品 | exchange traded commodity |
| 交易所買賣之期權 | exchange traded option |
| 交易所展覽館 | Exchange Exhibition Hall |
| 交易通（人證港幣交易通） | TSF (RMB Equity Trading Support Facility) |
| 交易通參與者 | TSF Participant |
| 交易系統使用費 | trading tariff |
| 交易型開放式指數證券投資基金*； 交易型開放式指數基金* | exchange traded fund (ETF) |
| 交易議價板 | Bulletin Board |
| 交易征費 | Transaction Levy |
| 交易轉移【期權】 | trade give-ups【options】 |
| 交易資料儲存庫 | trade repository |
| 繳入股本 | paid-up capital; paid-in capital |
| 繳足股本 | fully paid-up capital |
| 接駁站收費 | port connection fee |
| 接管收購* | takeover |
| 接價盤 | accept order |
| 接口費 | port connection fee |
| 接收【期權】 | take-up【options】 |
| 接受存款公司 | deposit-taking company (DTC) |
| 「街名」股票 | “street name” share certificate |
| 結構化布線系統 | structured cabling system |
| 結構型基金 | structured fund |
| 結構性產品綜合處理系統 | Structured Products Integrated Transaction System (SPRINTS) |
| 結清 | close out |
| 結算 | clearing |
| 結算保證金；結算擔保金 | Settlement Guarantee Fund |
| 結算備付金；結算準備金 | Settlement Reserve Fund |
| 結算備付金比率 | Settlement Deposit Rate |
| 結算參與者 | clearing participant |
| 結算參與人* | clearing participant |
| 結算服務熱線中心 | Clearing Service Call Centre |
| 結算會籍／結算會員資格 | clearing membership |
| 結算機構參與者 | Clearing Agency Participant |
| 結算價 | clearing price |
| 結算門戶網站【場外結算公司】 | OTC Account Services Information System (OASIS) 【OTC Clear】 |
| 結算所 | clearing house |
| 結算所參與者 | Clearing House Participant |
| 結算所電子附屬登記系統【澳洲】 | Clearing House Electronic Subregister System (CHESS)【Australia】 |
| 結算所基金 | Clearing House Funds |
| 「結算通」電話系統 | CCASS Phone System |
| 結算協議書 | clearing agreement |
| 結算咨詢小組 | Clearing Consultative Panel |
| 結轉【會計】 | carried forward【accounting】 |
| 節流率 | throttle rate |
| 截止過戶期間 | book closure period |
| 截止過戶日期 | book close date |
| 借貸資本 | loan capital |
| 借額 | debit |
| 借方結余 | debit balance |
| 借款股 | loan stock |
| 借殼上市 | backdoor listing |
| 界面聯系 | interfacing |
| 界內證 | inline warrant |
| 介紹代理人 | introducing agent |
| 介紹經紀人* | introducing broker |
| 介紹形式上市 | listing by introduction |
| 金邊證券 | gilt-edged securities |
| 金衡制盎司 | fine troy ounce |
| 金融大改革【英國】 | Big Bang【UK】 |
| 金融發展局（金發局） | Financial Services Development Council (FSDC) |
| 《金融服務法》【英國】 | Financial Services Act【UK】 |
| 金融服務網絡 | FinNet |
| 金融工具 | financial instrument |
| 《金融工具市場指令 II》(MiFID II) | Markets in Financial Instruments Directives II (MiFID II) |
| 金融科技督導小組 | Steering Group on Financial Technologies |
| 金融科技聯絡辦事處 | Fintech Contact Point |
| 金融科技咨詢小組 | Fintech Advisory Group |
| 金融基礎設施督導委員會 | The Steering Committee on the Enhancement of Financial Infrastructure (SCEFI) |
| 金融機構 | financial institution |
| 金融監督管理委員會（金管會）【臺灣】 | Financial Supervisory Commission 【Taiwan】 |
| 金融業評估計劃；金融體系評估計劃；金融界評估計劃 | Financial Sector Assessment Program |
| 金融糾紛調解中心有限公司（調解中心） | Financial Dispute Resolution Centre Ltd (FDRC) |
| 金融期貨 | financial futures |
| 金融市場 | financial market |
| 《金融市場基建的原則》 | Principles for Financial Market Infrastructures (PFMI) |
| 金融衍生產品 | financial derivatives |
| 金融債* | financial bond |
| 金融中介機構/團體 | financial intermediary |
| 金融中介現象 | financial intermediation |
| 金融租賃* | financial lease |
| 金銀業貿易場 | The Chinese Gold and Silver Exchange Society (CGSE) |
| 金銀證券交易所(1971 年-1986 年) | The Kam Ngan Stock Exchange (1971-1986) |
| 金磚聯盟市場 | BRICSMART |
| 緊急貸款者 | lender of last resort |
| 緊密聯系人 | close associate |
| 緊縮措施 | austerity measures |
| 近價盤 | about order |
| 近價期權 | near-the-money option |
| 進項增值稅 | input VAT |
| 盡職審查 | due diligence |
| 禁止買賣期；限制買賣期 | “black out” period |
| 經辦人 | manager |
| 經辦銀行 | administering bank |
| 經常賬 | current account |
| 經紀參與者【中央結算系統參與者】 | Broker Participant【CCASS Participants】 |
| 經紀電子郵遞及集體傳呼服務 | E-mail and Group Paging Services |
| 經紀行 | brokerage |
| 經紀后勤辦公室支援服務 | Brokers’ Electronic Support Services (BESS) |
| 經紀交易 | agency trade |
| 經紀交易商 | broker-dealer |
| 經紀傭金 | brokerage |
| 經紀忠誠保險計劃 | Brokers’ Fidelity Insurance Scheme (BFI) |
| 經紀忠誠保險計劃委員會 | Brokers’ Fidelity Insurance Committee |
| 經紀自設系統 | Broker Supplied System (BSS) |
| 經濟自由指數 | Index of Economic Freedom |
| 經擴大股本 | enlarged share capital |
| 經審核賬目 | audited accounts |
| 經營租賃 | operating lease |
| 凈額按金計算 | net margining |
| 凈額結算；對銷 | netting |
| 凈逆差額繳款 | net unfavourable marks |
| 競價盤 | at-auction order |
| 競價市場 | auction market |
| 競價投標 | auction |
| 競價限價盤 | at-auction limit order |
| 境內證券 | domestic securities |
| 《關于進一步加強在境外發行股票和上市管理的通知》 【國務院】 | Notice of the State Council on Further Strenthening Management of Issuance and Listing of Shares Overseas【State Council】 |
| 境外上市外資股【內地】 | overseas listed foreign share 【Mainland】 |
| 靜態資訊 | static information |
| 凈值比率 | net worth ratio |
| 九倍限制規則 | 9-times Restriction Rule |
| 九龍證券交易所 (1972 年-1986 年) | The Kowloon Stock Exchange (1972-1986) |
| 救市貸款 | Lifeboat Loan |
| 救市特別交易征費 | “Lifeboat” levy |
| 狙擊手【收購】 | predator【takeover】 |
| 舉報政策 | whistleblowing policy |
| 拒納信 | Rejection Letter |
| 均衡價格 | equilibrium price |
K
| 開倉合約 | opening contract |
| 開倉交易 | opening transaction |
| 開放式基金 | open-end fund |
| 開價盤 | quote |
| 開價盤要求 | quote request |
| 開盤集合競價；開市集合競價 | opening call auction |
| 開盤價 | opening price |
| 開盤狀況報告 | quote maintenance report |
| 開市報價規則 | opening quotations rules |
| 開市分配時段【HKATS】 | open allocation session【HKATS】 |
| 開市價 | opening price |
| 開市集合競價；開盤集合競價 | opening call auction |
| 開市集合競價時段 | opening call auction session |
| 開市盤 | open order; at-the-opening order |
| 開市前分配時段【HKATS】 | pre-open allocation session【HKATS】 |
| 開市前時段 ；開市前議價時段 | pre-market opening session |
| 開市前議價機制【期貨】 | Pre-market Opening Mechanism 【futures】 |
| 《開展境內個人直接投資境外證券市場試點方案》 | Pilot Program for Direct Foreign Portfolio Investments by Domestic Individuals |
| 凱伯里報告書【英國】 | Cadbury Report【UK】 |
| 凱伯里委員會【英國】 | Cadbury Committee【UK】 |
| 凱利板 | Catalist |
| 「看跌」股票掛鉤票據 | Bear Equity Linked Instrument (Bear ELI) |
| 看跌期權 | put option |
| 「看漲」股票掛鉤票據 | Bull Equity Linked Instrument (Bull ELI) |
| 看漲期權 | call option |
| 刊發后始審閱 | post-vetting |
| 科創板【上交所】 | STAR Market【SSE】 |
| 可變利益實體；協議控制* | Variable Interest Entity (VIE) |
| 可變名義掉期 | variable notional swap |
| 可變投票權股份 | variable voting share |
| 《可持續發展報告指南》第三版 | G3 Sustainability Reporting Guidelines |
| 可分派溢利 | distributable profit |
| 可交收外匯合約 | foreign exchange deliverables |
| 可進行保證金交易的合資格上交所證券名單 | List of Eligible SSE Securities for Margin Trading |
| 可擴展標記語言 | Extensible Markup Language |
| 可擴展商業報告語言 | eXtensible Business Reporting Language (XBRL) |
| 可贖回股份 | redeemable share |
| 可行性研究 | feasibility study |
| 可以互換或對銷 | fungible |
| 可用年限 | useful life |
| 可轉換/可換股可贖回票據 | convertible redeemable note |
| 可轉換/可換股票據 | convertible note |
| 可轉換/可換股債券 | convertible bond |
| 可轉換/可換股證券 | convertible securities |
| 可轉讓定期存單；同業存單 | negotiable certificate of deposit (NCD) |
| 可轉讓票據 | negotiable instrument |
| 可轉讓證券集體投資計劃 | Undertakings in Collective Investments in Transferable Securities (UCITS) |
| 客場中央結算所 | Participant Clearing House |
| 客戶按金 | client margin |
| 客戶按金對銷賬戶 | Client Offset Claim Account |
| 客戶戶口 | client account |
| 《客戶身分規則的政策》 | Client Identity Rule Policy |
| 客戶識別信息 | Client Identification Data (CID) |
| 客戶通告 | client notice |
| 客戶協議書/合約 | client’s agreement |
| 客戶注冊莊家 | Client Registered Trader |
| 空倉/空頭* | bear position; short position |
| 控股公司 | holding company |
| 控股股東 | controlling shareholder |
| 控股權益 | controlling interest |
| 控權公司 | holding company |
| 控權股東 | controlling shareholder |
| 控權人 | controller |
| 口頭競價/口頭唱價*【=公開喊價】 | auction【= open outcry】 |
| 扣減(率) | haircut; discount rate |
| 庫存股份/股票 | treasury share; treasury stock |
| 跨產品按金 | cross margin |
| 跨柜臺轉換 | inter-counter transfer |
| 跨國多重上市 | mutual cross-listing |
| 跨貨幣掉期 | cross currency swap |
| 跨價；跨期式組合 | spread |
| 跨價買賣 | price spread; vertical spread; spread trading |
| 跨價權證 | spread warrant |
| 跨價衍生權證 | call spread derivative warrant |
| 跨境上市 | cross-border listing; cross listing |
| 跨境網關入口 | cross-border access portal |
| 跨期按金 | spread rate |
| 跨期買賣 | spread trading |
| 跨期買賣 | calendar spread; time spread; horizontal spread |
| 跨期組合 | calendar spread |
| 跨日凈額交收 | cross-day netting |
| 跨市場按金制度 | cross margining |
| 跨市場抵押品 | cross collateral; cross-collateralisation |
| 跨式套利* 【期權】 | straddle【options】 |
| 跨司法區招股活動 | multi-jurisdictional equity offering |
| 會計處理方式 | accounting treatment |
| 會計慣例/實務 | accounting practice |
| 會計期間 | accounting period |
| 會計師報告 | accountants' report |
| 《會計實務準則》 | Statement of Standard Accounting Practice (SSAP) |
| 會計準則/標準 | accounting standard |
| 會員制轉為股份制 | demutualisation |
| 快閃盤 | flash order |
| 寬跨式套利* | long strangle |
| 寬限期 | grace period |
| 款項過戶系統 | money transfer system |
| 款項交收費 | money settlement fee |
| 款項凈額結算每日平均效率 | daily average funds netting efficiency |
| 款項預繳服務 | cash prepayment service |
L
| 「來回」期權交易 | “round trip” option transaction |
| 藍籌股 | blue chip |
| 老鼠倉活動 | rat trading; scalping |
| 「勒束式」股票掛鉤票據 | Range Equity Linked Instrument (Range ELI) |
| 勒束式組合【期權】 | strangle【options】 |
| 累積認購期權合約/累計期權 | accumulator |
| 累積認沽期權合約/累計期權 | decumulator |
| 累積投票制* | cumulative voting |
| 累計/累積墊款 | cumulative advance |
| 累計/累積利潤 | accumulated profits |
| 累計/累積利息 | accumulated interest |
| 累計/累積折舊 | accumulated depreciation |
| 累計投標制；簿記建檔*；詢價制* | book building |
| 冷淡對待令 | cold shoulder order |
| 離岸調期 | offshore swap |
| 離岸基金 | offshore fund |
| 離岸盈利重組 | offshore profit regrouping |
| 離場價；平倉價 | exit price |
| 離場交易 | off-floor trading; off-board trading |
| 離場買賣盤 | off-floor order |
| 理論性參考價格系統【期貨】 | Theoretical Indicative Pricing System (TIPS)【futures】 |
| 利差交易 | carry trade |
| 利率掉期/利率調期；調期息率* | interest rate swap (IRS) |
| 利率掉期期貨 | Interest Rate Swap Futures |
| 利率期貨 | interest rate futures |
| 利率上限 | interest rate ceiling |
| 利率銜接 | interest collar; interest rate collar |
| 利潤 | profit |
| 利潤警告* | profit warning |
| 利息補貼【內地】 | interest rate subsidy【Mainland】 |
| 利息資本化 | capitalisation of interest |
| 利益沖突事宜委員會 | Conflict Committee |
| 利益相關者；持份者；權益人；干系人*；利益攸關者* | stakeholder |
| 歷史波幅 | historical volatility |
| 歷史成本 | historical cost |
| 立約成價 | contracted price |
| 立約價值 | contracted value |
| 聯邦基金 | Federal funds |
| 聯邦基金利率 | Federal funds rate |
| 聯合交易所賠償基金 | Unified Exchange Compensation Fund |
| 聯合受托人 | co-trustee |
| 聯機界面聯系 | on-line interface |
| 《聯交所參與者市場占有率報告》 | Stock Exchange Participants' Market Share Report |
| 聯交所交易權 | Stock Exchange Trading Right |
| 聯交所期權結算所參與者 | SEOCH Participant |
| 聯交所期權結算所抵押品 | SEOCH collateral |
| 聯接基金 | feeder fund |
| 聯名個人投資者戶口 | Joint Individual Investor Account |
| 聯屬公司 | affiliated company; affiliate |
| 聯網 | networking |
| 聯席保薦人 | co-sponsor |
| 聯席經辦人 | co-manager |
| 聯系匯率 | pegged exchange rate |
| 聯系匯率制 | pegged rate system |
| 聯系人 | associate |
| 聯系設施【電腦】 | gateway【computer】 |
| 聯系證明書/信心保證書 | comfort letter |
| 聯線投資服務 | on-line investment service |
| 聯營公司 | associated company; associate company; associate |
| 連鎖關系原則 | chain principle |
| 連鎖關系原則要約 | chain principle offer |
| 連續競價 | continuous auction |
| 兩邊開盤 | two-way quote |
| 兩邊客成交；兩邊客交易 | direct business; direct business transaction |
| 兩邊客交易；兩邊客成交 | direct business; direct business transaction |
| 兩邊客買賣盤 | two-sided order |
| 臨時公告 | holding announcement |
| 臨時結算表 | Provisional Clearing Statement (PCS) |
| 臨時清盤人 | provisional liquidator |
| 零對沖值避險 | delta hedge |
| 零股* | odd lot |
| 零行使價衍生權證 | zero strike derivative warrant |
| 零和游戲 | Zero-sum game |
| 零交易日 | zero-trading day |
| 零售資訊服務 | retail information service |
| 零息債券 | zero coupon bond |
| 聆訊后資料集 | Post Hearing Information Pack (PHIP) |
| 領航星交易平臺 | Orion Trading Platform (OTP) |
| 另類交易平臺 | alternative liquidity pool (ALP) |
| 另類投資 | alternative investment |
| 《另類投資基金經理指令》【歐洲聯盟】 | Alternative Investment Fund Managers Directive (AIFMD) 【European Union】 |
| 另項投資市場；另類投資市場【英國】 | Alternative Investment Market (AIM) 【UK】 |
| 另選登記服務 | optional registration service |
| 留成資金/保留資金 | retained capital |
| 留存股票 | treasury share; treasury stock |
| 留存溢利/盈利 | retained profits |
| 留存盈利/收益 | retained earnings; retained income |
| 流動數據 | streaming data |
| 流動性不足/流通性不足 | illiquidity |
| 流動性管理中心 | liquidity hub |
| 流動資產 | liquid asset |
| 流動資金 | liquid capital |
| 流動資金比率/幅度 | liquidity ratio; liquidity margin |
| 流動資金調節窗 | Liquidity Adjustment Window (LAW) |
| 流動資金調節機制【金管局】 | Liquidity Adjustment Facility (LAF) 【HKMA】 |
| 流通比率／交易流通速度／周轉率／轉手率／流轉率／換手率* | turnover rate; velocity |
| 流通風險 | liquidity risk |
| 流通股【內地】 | tradable share; negotiable share 【Mainland】 |
| 流通量提供者 | liquidity provider |
| 流通市值【內地】 | negotiable market capitalisation 【Mainland】 |
| 流通性；流動性* | liquidity |
| 流轉率／流通比率／交易流通速度／周轉率／轉手率／換手率* | turnover rate; velocity |
| 路演；巡回推介 | roadshow |
| 綠色金融認證計劃 | Green Finance Certification Scheme |
| 綠色債券資助計劃 | Green Bond Grant Scheme |
| 綠鞋期權* | greenshoe option |
| 倫敦國際金融期貨交易所 | NYSE Liffe |
| 倫敦期權市場 | London Traded Options Market (LTOM) |
| 倫敦證券交易所 | London Stock Exchange (LSE) |
| 落盤 | placing an order |
M
| 孖展 | margin |
| 孖展覆蓋率 | margin coverage ratio |
| 孖展客戶 | margin client |
| 孖展買賣 | margin trading |
| 孖展融資 | margin financing |
| 馬鞍式組合【期權】 | straddle【options】 |
| 買斷式回購* | buyout repo |
| 買家 | bidder |
| 買價/買盤價 | bid price |
| 買賣差價 | bid-asked spread |
| 買賣單據 | contract note |
| 買賣單位 | board lot |
| 買賣慣例 | dealing practice |
| 買賣盤 | order |
| 買賣盤變動 | order book changes (OBC) |
| 買賣盤差額 | order imbalance |
| 買賣盤處理量 | order throughput rate |
| 買賣盤傳遞 | order routing |
| 買賣盤傳遞系統 | Order Routing System (ORS); router system |
| 買賣盤及交易紀錄服務 | Order and Trade File Services |
| 買賣盤紀錄 | order book |
| 買賣盤價值限制 | order consideration limit |
| 買賣盤輸入 | order entry |
| 買賣盤通過量 | order throughput rate ; throughput rate; transaction throughput |
| 買賣盤紙 | deal ticket |
| 買賣因公眾持股量不足而停牌證券的申報表 | Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float |
| 買賣指示 | order |
| 買盤 | buy order |
| 買盤成交 | buy trade value |
| 買殼 | acquisition of shells |
| 買入期權 | call option |
| 「買者自負」原則 | “let the buyer beware” principle; “Caveat Emptor” (let the buyer beware) |
| 賣家【期權】 | writer【options】 |
| 賣價 | offer price |
| 賣空 | short selling / short sale |
| 賣空股份總額 | short interest |
| 賣空價規則 | tick rule |
| 賣空空倉 | open short position |
| 賣空賣方 | short seller |
| 賣空證券 | Short Selling Securities |
| 賣盤 | sell order |
| 賣盤成交 | sell trade value |
| 賣盤價 | ask price; asked price |
| 錨定投資者* | anchor investor |
| 沒有利益關系的股東 | disinterested shareholder |
| 沒有預先借貨的賣空活動；無擔保賣空；無貨沽空 | naked short selling |
| 每股盈利 | earnings per share (EPS) |
| 每股有形資產凈值 | net tangible assets per share |
| 每股資產凈值 | net asset value per share |
| 每日按金 | daily margin |
| 每日按金要求 | daily margin call |
| 每日回報標準差 | standard deviation of daily return |
| 每日額度余額 | daily quota balance |
| 每日價格波動限幅 | daily price swing limit |
| 每日價格上限 | daily trading limit |
| 每日交易活動及持倉報告【期貨】 | Daily Trading Activity and Open Positions Summary Report【futures】 |
| 每日結算價 | daily settlement price |
| 每日平均交收效率 | daily average settlement efficiency |
| 美國本土債券 | Yankee bond |
| 美國存管信托公司 | Depository Trust Company (DTC)【US】 |
| 美國存管信托及結算公司 | Depository Trust & Clearing Corporation (DTCC)【US】 |
| 美國國家經濟研究局 | National Bureau of Economic Research 【US】 |
| 美國聯邦儲備系統 | Federal Reserve System 【US】 |
| 美國聯邦結算系統 | Fed wire; Fedwire; FedWire【US】 |
| 美國聯邦公開市場委員會 | Federal Open Market Committee (FOMC) 【US】 |
| 美國聯邦國家房屋貸款協會（房利美） | Federal National Mortgage Association (Fannie Mae) 【US】 |
| 美國聯邦住宅貸款抵押公司（房貸美） | Federal Home Loan Mortgage Corporation (Freddie Mac) 【US】 |
| 美國全國證券交易商協會自動報價系統/美國納斯達克證券市場 | National Association of Securities Dealers Automated Quotations (NASDAQ) |
| 美國商會 | American Chamber of Commerce (AMCHAM) |
| 美國預托證券；美國存托憑證* | American depositary receipt (ADR) |
| 美國證券交易所 | American Stock Exchange (AMEX) |
| 美式期權 | American style option |
| 迷你債券 | mini-bond |
| 免費實時基本報價網站服務（免費網站報價服務） | Free Real-time Basic Market Prices Website Service (Free Prices Website Service) |
| 免責聲明 | disclaimer |
| 面值 | face value; nominal value |
| 民企股（香港上市） | P chip |
| 敏感度分析 | sensitivity analysis |
| 名義持有人 | nominee; nominee holder |
| 名義匯率 | nominal exchange rate |
| 名義價格* | nominal price |
| 名義價值 | notional value |
| 模擬交易 | mock trading |
| 模擬系統 | simulation system |
| 母公司 | parent company; holding company |
| 木蘭債 | Mulan Bond (SDR Bond) |
| 目標可贖回遠期合約 | target redemption forward contract |
| 穆迪投資評級 | Moody’s Investment Grade |
