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新版金融英語詞匯表（N-R）
*Terms commonly used in the Mainland
*內地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
*內地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找
N
| 南向交易 | Southbound trading |
| 內部核數師 | internal auditor |
| 內部稽核 | internal audit |
| 內部監控 | internal control |
| 內部譴責 | internal censure |
| 內地技術中心 | Mainland Technology Centre |
| 內地結算備付金 | Mainland Settlement Deposit |
| 內地市場行情合作協議計劃 | Mainland Market Data Collaboration Programme |
| 內地市場數據發布伙伴計劃 | Mainland Market Data Distribution Partnership Programme |
| 內地市場數據樞紐 | Mainland Market Data Hub (MMDH) |
| 內地銀行間債券市場 | China interbank bond market (CIBM) |
| 內地與香港基金互認安排 | Mainland-Hong Kong mutual recognition of funds |
| 《內地與香港關于建立更緊密經貿關系的安排 ─ 與證券及期貨人員資格有關的安排》 | Mainland/Hong Kong Closer Economic Partnership Arrangement – Arrangements relating to Qualifications of Securities and Futures Industry Practitioners |
| 內地證券結算保證金 | Mainland Security Deposit |
| 內地證券結算風險基金 | Mainland Clearing Risk Fund |
| 內聯網 | intranet |
| 內幕交易 | insider dealing |
| 內幕交易審裁處 | Insider Dealing Tribunal |
| 內幕交易者 | insider dealer |
| 內幕消息 | inside information |
| 《內幕消息披露指引》【證監會】 | Guidelines on Disclosure of Inside Information【SFC】 |
| 內在衍生工具 | embedded derivative |
| 內在值 | intrinsic value |
| 內資股【內地】 | domestic share【Mainland】 |
| 擬定開市價 | Calculated Opening Price (COP) |
| 逆差額【中央結算系統】 | unfavourable marks【CCASS】 |
| 逆向投資者 | contrarian |
| 逆周期因子 | counter-cyclical factor |
| 逆轉交易【期權】 | trade reversals【options】 |
| 逆轉交易合約【期權】 | reversal contract【options】 |
| 匿名交易；隱名交易 | anonymous trading |
| 年報 | annual report |
| 年度股東大會* | annual general meeting (AGM) |
| 年度賬目 | annual accounts |
| 年結日 | balance sheet date |
| 年金* | pension fund |
| 牛市 | bull market |
| 牛熊證 | Callable Bull/Bear Contract |
| 紐約泛歐交易所集團 | NYSE Euronext (NYX) |
| 女菁匯 | Women’s Exchange |
O
| 歐式期權 | European style option |
| 歐洲復興及開發銀行（即 世界銀行） | European Bank of Reconstruction and Development (EBRD) (ie World Bank) |
| 歐洲貨幣債券 | Eurobond |
| 歐洲清算系統 | Euroclear |
| 歐洲清算銀行 | Euroclear Bank |
| 歐洲經濟及貨幣聯盟 | European Economic and Monetary Union (EMU) |
| 歐洲可換股擔保債券 | Euro-convertible guaranteed bond |
| 歐洲市場基礎設施監管規則 | European Market Infrastructure Regulation (EMIR) |
| 歐洲債券 | Eurobond |
| 歐洲證券及市場管理局 | European Securities and Markets Authority |
P
| 扒頭交易 | front running |
| 排媒現象 | disintermediation |
| 排期申請表格 | advance booking form |
| 牌照 | licence |
| 派送股份/紅股 | bonus issue |
| 盤 | order; position |
| 盤存 | inventory |
| 盤房 | dealing room |
| 盤后* | after-hour |
| 盤后交易；收市后交易 | after-hours trading |
| 盤紙 | order form |
| 盤中* | intra day |
| 盤中競價時段 | mid-session auction |
| 盤中臨時停牌*/ 盤中停牌* | trading suspension |
| 拋空 | short selling / short sale |
| 賠償基金儲備賬 | Compensation Fund Reserve Account |
| 賠償委員會 | Compensation Committee |
| 配對交易 | pairs trade; pair trading |
| 配發 | allotment |
| 配售 | placing |
| 配售代理 | placing agent |
| 配售經辦人；賬簿管理人 | book runner |
| 配售新股 | rights issue |
| 披露/披露事項 | disclosure |
| 披露權益 | disclosure of interests |
| 「披露易」網站 | HKEXnews website |
| 「啤打」系數 | beta coefficient |
| 偏離值 | stray value |
| 票據交換所自動轉賬系統 | Clearing House Automated Transfer System (CHATS) |
| 票據交換所自動轉賬系統付款指示 | CHATS Payment Instruction |
| 票據密集交收 | paper intensive settlement |
| 票面利率 | coupon; coupon rate |
| 票面息率 | coupon; coupon rate |
| 票面值 | par value |
| 撇銷 | write off |
| 平倉 | close out; cover; position squaring |
| 平倉重開 | position reopening |
| 平倉合約 | closing contract |
| 平倉價；離場價 | exit price |
| 平倉交易 | closing transaction |
| 平衡價格 | equilibrium price |
| 平衡價值 | parity value |
| 平衡項目 | balancing item |
| 平價【期權】 | parity【options】 |
| 平價期權 | at-the-money option |
| 平均價盤 | average value order |
| 平均結算權證 | Average Return Warrant |
| 平均每日成交額 / 日均成交量 | average daily turnover (ADT) |
| 平買入倉【期權】 | closing buy【options】 |
| 平賣出倉【期權】 | closing sale【options】 |
| 平臺接入協議 | platform access agreement |
| 憑證式附屬登記冊 | certificated sub-register |
| 憑證式股東 | certificated shareholder |
| 憑證式國庫券【內地】 | Certificate Treasury【Mainland】 |
| 普氏全球金屬獎 | Platts Global Metals Awards |
| 普通股 | ordinary share |
| 普通債券 | straight bond |
Q
| 期初存貨 | opening stock |
| 期貨低水；期貨貼水；貼水 | backwardation |
| 期貨高水；期貨升水；升水 | contango |
| 期貨經紀商【臺灣】 | Futures Commission Merchant【Taiwan】 |
| 期貨賠償基金委員會【證監會】 | Futures Compensation Fund Committee【SFC】 |
| 期末存貨 | closing stock |
| 期權 | option |
| 期權長倉合約 | long options contract |
| 期權持倉 | option position |
| 期權持有人 | option holder |
| 期權定價 | option valuation |
| 期權定價模式 | option pricing model |
| 期權短倉 | short option |
| 期權短倉合約 | short options contract |
| 期權費用 | options tariff |
| 期權合約 | option contract |
| 期權合約凈持倉 | net open options contract; net options position |
| 期權交付指令 | options delivery instruction |
| 期權交易代表 | Options Trading Representative |
| 《期權交易規則》 | Options Trading Rules |
| 期權交易確認書 | options trade confirmation |
| 期權交易主任 | Options Trading Officer |
| 期權交易主任及代表考試 | Options Trading Officer and Representative Examinations |
| 《期權結算規則》 | Options Clearing Rules |
| 期權結算主任 | Options Clearing Officer |
| 期權結算主任考試 | Options Clearing Officer Examination |
| 期權金 | premium |
| 期權金成交額 | premium turnover |
| 期權經紀交易所參與者 | Options Broker Exchange Participant (OBEP) |
| 期權客戶協議書 | Options Client’s Agreement |
| 期權類別 | option class |
| 期權買方 | option buyer |
| 期權買賣交易所參與者 | Options Trading Exchange Participant (OTEP) |
| 《期權買賣交易所參與者交易運作程序》 | Operational Trading Procedures for Options Trading Exchange Participants |
| 《期權買賣交易所參與者結算運作程序》 | Operational Clearing Procedures for Options Trading Exchange Participants |
| 期權賣方 | option seller; option writer |
| 期權數碼資料傳送專線 | options digital datafeed |
| 期權系列 | option series |
| 期權資訊服務 | Options Information Service |
| 企業風險管理架構 | Enterprise Risk Management Framework |
| 企業管治 | corporate governance |
| 《企業管治守則》 | Corporate Governance Code |
| 《企業規管通訊》【證監會】 | Corporate Regulation Newsletter 【SFC】 |
| 企業狙擊手 | corporate raider |
| 企業內容管理系統 | Enterprise Content Management system |
| 企業融資協會 | The Corporate Finance Association (corpfina) |
| 企業社會責任 | corporate social responsibility (CSR) |
| 企業債* | enterprise bond |
| 企業資訊資料庫 | Enterprise Information Database |
| 《企業融資顧問操守準則》【證監會】 | Corporate Finance Adviser Code of Conduct 【SFC】 |
| 氣候相關財務資訊披露工作組 | Taskforce for Climate Related Financial Disclosure (TCFD) |
| 遷冊 | change of domicile |
| 牽頭包銷商 | lead underwriter |
| 牽頭經辦人；主要經辦人 | lead manager |
| 前端監控 | pre-trade checking |
| 前端監控風險管理 | Pre-Trade Risk Management (PTRM) |
| 前端監控風險管理系統 | Pre-Trade Risk Management System |
| 前海聯合交易中心有限公司 | Qianhai Mercantile Exchange Company Limited (QME) |
| 前海深港現代服務業合作區 | Qianhai Shenzhen-Hong Kong Modern Service Industry |
| 前收市價 | previous closing price |
| 前線辦公室系統 | front-office system |
| 前置式監管 | front-loaded regulation |
| 淺白語言計劃【證監會】 | Project on the Use of Plain Language 【SFC】 |
| 譴責 | reprimand; censure |
| 欠款 | arrears |
| 嵌入式衍生工具 | embedded derivative |
| 強行平倉 | forced closing-out |
| 強制補購 | compulsory buy-in; forced buy-in |
| 強制出售通知 | Forced-Sale Notice |
| 強制可換股證券 | mandatory convertible securities (MCS) |
| 強制收回事件；強制贖回事件 | Mandatory Call Event |
| 強制性公積金 | mandatory provident fund (MPF) |
| 強制性公積金計劃管理局（積金局） | Mandatory Provident Fund Schemes Authority (MPFA) |
| 強制性收購建議 | mandatory bid; mandatory offer |
| 清盤 | liquidation |
| 清算 | clearing |
| 清算價 | clearing price |
| 清算交收 | settlement |
| 清洗交易 | whitewash transaction; wash sale; wash trade |
| 輕微違紀事件/行為 | summary offence |
| 輕裝版衍生產品數據專線 | Derivatives Lite (D-Lite) |
| 區塊鏈技術 | blockchain |
| 區域網絡 | Local Area Network (LAN) |
| 區域全面經濟伙伴關系協定 | Regional Comprehensive Economic Partnership (RCEP) |
| 取方參與者 | receiving Participant |
| 取消／收回【牛熊證】 | knockout【CBBC】 |
| 取消登記 | decleared |
| 取消交易【期權】 | trade reversals【options】 |
| 取消交易合約【期權】 | reversal contract【options】 |
| 取消前有效買賣盤 | good-till-cancelled order (GTC) |
| 全部完成或放棄買賣盤 | all-or-none order |
| 全程封閉；閉環系統 | closed loop |
| 全額或取消【限價盤】 | Fill or Kill【limit orders】 |
| 全國電子交易系統【內地】 | National Electronic Trading System (NETS) 【Mainland】 |
| 全國社會保障基金 | National Social Security Fund (NSSF) |
| 全國社會保障基金理事會【內地】 | National Council for Social Security Fund 【Mainland】 |
| 全國銀行間同業拆借中心【內地】 | National Interbank Funding Centre【Mainland】 |
| 全國中小企業股份轉讓系統（新三板）【內地】 | National Equities Exchange and Quotations (NEEQ, or New Third Board)【Mainland】 |
| 全面豁免 | blanket waiver; general waiver |
| 全面結算參與者 | General Clearing Participant (GCP) |
| 全面披露 | full disclosure |
| 全面收購建議 | general offer |
| 全面收益 | comprehensive income |
| 全面攤薄每股盈利 | fully diluted earnings per share |
| 全盤證券數據【數據傳送專線】 | Securities FullTick【datafeed】 |
| 全球報告倡議組織 | Global Reporting Initiative (GRI) |
| 全球法人機構識別編碼體系 | Global Legal Entity Identifier System (GLEIS) |
| 全球期貨交易系統 | Globex |
| 全球預托證券；全球存托憑證* | global depositary receipt (GDR) |
| 全權代客買賣賬戶 | discretionary account |
| 全權管理人 | discretionary manager |
| 全權委托戶口 | discretionary account |
| 全權委托客戶 | discretionary client |
| 全權委托盤 | discretionary order; no-forcing order; order at discretion |
| 全權信托 | discretionary trust |
| 全收益指數 | total return index |
| 全資附屬公司 | wholly-owned subsidiary |
| 權利金*【期權】 | premium |
| 權益報表【中央結算系統】 | Entitlement Statement【CCASS】 |
| 權益法【會計】 | equity method【accounting】 |
| 權益股本 | equity capital; equity share capital |
| 權益會計法 | equity method of accounting |
| 權益列表 | entitlement table |
| 權益人；持份者；利益相關者；干系人*；利益攸關者* | stakeholder |
| 權責發生制*【會計】 | accrual basis【accounting】 |
| 權證 | warrant |
| 券款對付【債券通】 | delivery vs payment (DvP) |
| 券面利率 | coupon; coupon rate |
| 券商* | brokerage |
| 券商客戶編碼 | Broker-to-Client Assigned Number (BCAN) |
| 群集式伺服器 | cluster server |
R
| 人均國民生產總值 | per capita gross national product |
| 人均國內生產總值 | per capita gross domestic product |
| 人民幣定息及貨幣論壇 | RMB Fixed Income and Currency Conference |
| 人民幣合格境外機構投資者 | RMB Qualified Foreign Institutional Investor (RQFII) |
| 人民幣合格境內機構投資者 | RMB Qualified Domestic Institutional Investor (RQDII) |
| 人民幣貨幣期貨 | RMB Currency Futures |
| 人民幣貨幣期權 | RMB Currency Option |
| 人民幣貨幣指數期貨 | RMB Currency Index Futures |
| 人民幣即時支付結算系統（人民幣 RTGS） | RMB Real Time Gross Settlement (RTGS) system |
| 人民幣跨境支付系統 | RMB Cross-border Inter-bank Payment System (CIPS) |
| 人手操作的逾時交易 | manual late trading |
| 人證港幣交易通（交易通） | RMB Equity Trading Support Facility (TSF) |
| 認購 | subscription |
| 認購不足 | undersubscribed; underbooked |
| 認購短倉 | short call |
| 認購期權 | call option |
| 認購期權沽出者 | call writer |
| 認購期權空倉 | short call |
| 認購權證 | call warrant |
| 認沽短倉 | short put |
| 認沽期權 | put option |
| 認沽期權沽出者 | put writer |
| 認沽期權空倉 | short put |
| 認沽權證 | put warrant |
| 認沽認購等價關系 | relationship of put-call parity |
| 認股期權 | share option |
| 認股權證/認購權證 | warrant |
| 認可存款基金 | approved deposit fund |
| 認可負債 | ranking liabilities |
| 認可行業資格 | Recognised Industry Qualifications (RIQ) |
| 認可基金 | authorised fund |
| 認可交易登記系統【場外結算公司】 | Approved Trade Registration System (ATRS) 【OTC Clear】 |
| 認可投資交易所 | Recognised Investment Exchange |
| 認可用戶 | authorised user |
| 認可值 | admitted value |
| 認可資產凈值 | net admissible assets |
| 日報表 | daily quotations sheet |
| 日間回購交易機制【銀行】 | intraday Repo facility【banking】 |
| 日經平均指數 | Nikkei Stock Average |
| 日均成交量 / 平均每日成交額 | average daily turnover (ADT) |
| 日落條款 | sunset clause |
| 日終批量處理程序 | day-end batch processing |
| 日終交收 | day-end settlement |
| 日轉期匯 | Rolling Forex |
| 熔斷機制* | circuit breaker |
| 融通票據 | accommodation bill |
| 融通收費 | accommodation charge |
| 融資監控指標【內地】 | margin trading indicator【Mainland】 |
| 融資券* | financing bill |
| 融資人 | financier |
| 融資融券*；證券信用交易* | margin trading and securities lending |
| 融資租賃承擔 | finance lease commitment |
| 入侵防護系統 | Intrusion Protection System |
| 軟貨幣 | soft currency |
| 軟傭金 | soft commission |
| 軟著陸 | soft landing |
| 弱勢貨幣 | soft currency |
